Full text of RA CAPITAL ADVISORS LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SEC FILE NUMBER | |-----------------| | 8-49263 | | REPORT FOR THE PERIOD BEGINNING | | 01/01/19 | AND ENDING | 12/31/19 | | |--------------------------------------------------------------------------|--|--------------------------------------------------------|------------|---------------|--------------------------------| | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: RA Capital Advisors LLC | | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM I.D. NO. | | | | | 12230 El Camino Real, Suite 100 | | | | | | | (No. and Street) | | | | | San Diego | | CA | | 92130 | | | (City) | | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | PKF | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 2020 Camino Del Rio North #500 San Diego | | | CA | | 92108 | | (Address) | | (City) | (State) | | (Zip Code) | | CHECK ONE: | | | | | | | Certified Public Accountant | | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | {1}------------------------------------------------ | 1. | James Zehentbauer | n the best of the best (or affirm) that, to the best of | |----|---------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------| | | RA Capital Advisors LLC | my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of | | of | December 31 | , 20 19 | | | | neither the company nor any partner, principal officer or director has any proprietary interest in any account | | | classified solely as that of a customer, except as follows: | | | | | | | | | | | | | | | | | | | | | Signature | | | | Principal | | | | Title | | | | K. MERCADO WORLEY<br>Notary Public - California | | | Notary Public | San Diego County | | | | Commission # 2244215<br>My Comm. Expires May 27, 2022 | | | This report ** contains (check…Read the full text as markdown