DMK ADVISOR GROUP, INC. X-17A-5 (2026-06-29) — Broker-dealer annual report

Full text of DMK ADVISOR GROUP, INC.'s X-17A-5 filed 2026-06-29 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ #### **REPORT PURSUANT TO RULE 17a-5(d)** **YEAR ENDED MARCH 31, 2026** This report is filed in accordance with rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a **Public Document** {1}------------------------------------------------ # | <br><br> | | | |----------|--|--| | <br> | | | | | | | 04/1/2025 03/31/2026 DMK Advisor Group, Inc. ■ 17961 Hunting Bow Circle, Suite 102 Lutz FL 33558-5374 Cherry Bekaert 4601 DTC Blvd Suite 700 Denver CO 80237 {2}------------------------------------------------ #### Harold Schwartz DMK Advisor Group, Inc. June 29 <sup>026</sup> | <br><br><br><br><br> | | |----------------------|--| | <br> | | | | | #### - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ ![](_page_3_Picture_0.jpeg) ## **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Board of Directors of DMK Advisor Group, Inc. #### **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of DMK Advisor Group, Inc. (the "Company") as of March 31, 2026, and the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of March 31, 2026 in conformity with accounting principles generally accepted in the United States of America. #### **Basis for Opinion** These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) ("PCAOB") and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on…

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