Full text of AUGUSTAR DISTRIBUTORS, INC.'s X-17A-5 filed 2026-03-05 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | Pactima eNotary (RON) Package ID: Sw3JbeUmLvpoImF6Q_1gV / Document ID: [2] MGq7ZFjVgWAT7uxkN53Ee | | | | | | |--------------------------------------------------------------------------------------------------|--|--|--|--|--| | | SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL<br>OMBNumber:<br>Expires:<br>Estimated average burden<br>hours per response:<br>SEC FILE NUMBER | | | | |--------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------|--------------------------------------------|--|--| | | | | | | | | | FORM X-17A-5 | | | | | | | PART III | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING<br>PAGE | | | | | | | | | | | | | FILING<br>FOR<br>THE PERIOD BEGINNING | MM/DD/YY | AND ENDING | MM/DD/YY | | | | | A.<br>REGISTRANT<br>IDENTIFICATION | | | | | | NAME OF FIRM: | | | | | | | TYPE<br>OF<br>REGISTRANT<br>(check<br>all<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | applicable<br>boxes):<br>Security-based swap dealer | | Major security-based swap participant | | | | ADDRESS<br>OF<br>PRINCIPAL<br>PLACE<br>OF | BUSINESS:<br>(Do<br>not<br>use<br>a<br>P.O.<br>box | no.) | | | | | | | | | | | | | (No. and Street) | | | | | | | | | | | | | (City) | (State) | | (Zip Code) | | | | PERSON<br>TO<br>CONTACT<br>WITH<br>REGARD TO | THIS<br>FILING | | | | | | | | | | | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | | B.<br>ACCOUNTANT<br>IDENTIFICATION | | | | | | INDEPENDENT<br>PUBLIC<br>ACCOUNTANT | whose<br>reports<br>are<br>contained<br>in | this<br>filing* | | | | | | (Name – if individual, state last, first, and middle name) | | | | | | | | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR<br>OFFICIAL<br>USE<br>ONLY | | | | | | | | | | | | CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in thisform are not required to respond unlessthe form displays a currently valid OMB control number.** {1}------------------------------------------------ # **OATH OR AFFIRMATION*…Read the full text as markdown