Full text of W.G. NIELSEN & CO.'s X-17A-5 filed 2026-04-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ N {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | SEC FILE NUMBER | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | |----------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|------------------------|--------------------------------------------|--| | | FILING FOR THE PERIOD BEGINNING January 1, 2025 AND ENDING December 31, 2025 | | | | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: W.G. Nielsen & Co. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Check here if respondent is also an OTC derivatives dealer | © Broker-dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box по.) | | | | | | 3200 Cherry Creek South Drive, Suite 470 | | | | | | (No. and Street) | | | | | Denver | CO | | 80209 | | | (City) | (State) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | (Zip Code) | | | Teresa L. Crosier | 303-830-1515 | | | | | (Name) | (Area Code - Telephone Number) | tcrosier@wgnielsen.com | | | | | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Haynie & Co. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 1785 W. 2300 South | Salt Lake City UT | | 84119 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/23/2003 | 457 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the required | | | | | exemption from the requirement that the annual reports be covers of an independent public accountant working in the regulent that the annual reports of an intereports of an independent public CFR 240.17=26)(1), if applicable. CFR 240.17a-5(e)(1)(ii), if applicable. an a more see se(1);) ; r application of information contained in this form are n…Read the full text as markdown