Full text of TRIDENT PARTNERS LTD.'s X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-49342 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | | | AND ENDING OF | 12/31/2021 | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------|---------------|------------|--------------------------------------------|--| | | MM/DD/YY | | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: | Trident Partners LTD | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>IXI Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | [ Security-based swap dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 181 Crossways Park Drive | | | | | | | | | (No. and Street) | | | | | | | Woodbury | | NY | | 11797 | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Michelle Cerini | 516-681-9100 | | | | mcerini@tridentpartnersltd.com | | | (Name) | | (Area Code - Telephone Number) | | | (Email Address) | | | | B. Accountant Identification | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>Rubio CPA, PC | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 2727 Paces Ferry Road SE, Ste 2-1680 Atlanta | | | GA | | 303339 | | | (Address) | (City) | | (State) | | (Zip Code) | | | (Date of Registration with PCAOB)(if applicable) | | | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | | | | CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of Information contained in this form are not required to respond…Read the full text as markdown