Full text of SPENCER CLARKE LLC's X-17A-5 filed 2025-06-06 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026 | |-------------------------------------------------------| | Estimated average burden<br>hours per response:<br>12 | | SEC FILE NUMBER | | | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | SEC FILE NUMBER | | |--|-----------------|--| | | 8-49362 | | 0MB APPROVAL **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | 1801 N.E. 123rd Street, Suite 314<br>North Miami<br>(City)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Reid Drescher | {No. and Street)<br>Florida<br>(State)<br>(212) 446-6111<br>{Area Code -- Telephone Number) | 33181<br>(Zip Code)<br>rdrescher@spencerclarke.com<br>(Email Address) | |-------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------|-----------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | [] Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use aP.O. box no.) | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[ Broker-dealer<br>[] Security-based swap dealer | | D Major security-based swap participant | | NAME OF FIRM: SPENCER CLARKE LLC | | | | | A. REGISTRANT IDENTIFICATION | | | | MM/DD/YY | MM/DD/YY | | | | | | nus+on nae renoo scows 0 | 4<br>0<br>0<br>1<br>0<br>2<br>0<br>2<br>4 mo a«om«o 9 | 3<br>0<br>8<br>1<br>0<br>2<br>0<br>2<br>5 | ## **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* | Ohab & Company, PA | (Name -- if individual, state last, first, and middle name) | | | |-------------------------------------------------|-------------------------------------------------------------|----------------------------------------------|------------| | 100 E Sybelia Ave, Suite 130 | Maitland | Florida | 32751 | | (Address) | (City) | (State) | (Zip Code) | | 07/28/2004 | | 1839 | | | (rte of Registration with PCAOB)(if applicable) | | | | | | FOR OFFICIAL USE ONLY | (PCAOB Registration Number, if applicable) I | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-…Read the full text as markdown