# THOMPSON DAVIS & CO., INC. X-17A-5/A (2018-03-01) — Broker-dealer annual report

- Company: THOMPSON DAVIS & CO., INC.
- Form: X-17A-5/A
- Filed: 2018-03-01
- Period: 2017-12-31
- Accession: 0001017284-18-000006
- CIK: 1017284
- File #: 8-49386
- Material weakness: No
- Auditor: Keiter
- Auditor location: Glen Allen, VA
- Contact: J. Elaine Altizer
- Phone: 804-644-6381
- Signed by: J. Elaine Altizer (CFO/FINOP/Secretar/Treasurer)

Original filing: https://www.sec.gov/Archives/edgar/data/1017284/000101728418000006/tdc2017pub1.pdf

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X-17A-5/A

 0001017284
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2017
 12-31-2017
 Broker-dealer
 N

 THOMPSON DAVIS & CO., INC.

 15 SOUTH 5TH STREET
 16TH FLOOR
 RICHMOND
 VA
 23219

 J. Elaine Altizer
 804-644-6381

 Keiter

 4401 Dominion Blvd
 Glen Allen
 VA
 23060

 Certified Public Accountant

 J. Elaine Altizer
 THOMPSON DAVIS & CO., INC.
 12-31-2017
 certain joint accounts, custodian accounts, trusteed IRA accounts of shareholders or similar types of accounts which are classified as customer accounts in accordance with Rule 15c3-3(a)(1) of the Securities and Exchange Act of 1934.
 J. Elaine Altizer
 CFO/FINOP/Secretar/Treasurer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.