# THOMPSON DAVIS & CO., INC. X-17A-5 (2019-02-26) — Broker-dealer annual report

- Company: THOMPSON DAVIS & CO., INC.
- Form: X-17A-5
- Filed: 2019-02-26
- Period: 2018-12-31
- Accession: 0001017284-19-000005
- CIK: 1017284
- File #: 8-49386
- Material weakness: No
- Auditor: Keiter
- Auditor location: Glenn Allen, VA
- Contact: Elaine Altizer
- Phone: 804-644-6381
- Signed by: Elaine Altizer (CFO/FINOP/Secretary/Treasurer)

Original filing: https://www.sec.gov/Archives/edgar/data/1017284/000101728419000005/public1.pdf

---

X-17A-5

 0001017284
 XXXXXXXX

 008-49386

 LIVE

 true
 true
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N

 THOMPSON DAVIS & CO., INC.

 15 SOUTH 5TH STREET
 RICHMOND
 VA
 23219

 Elaine Altizer
 804-644-6381

 Keiter

 4401 Dominion Blvd.
 Glenn Allen
 VA
 23060

 Certified Public Accountant

 Elaine Altizer
 THOMPSON DAVIS & CO., INC.
 12-31-2018
 certain joint accounts, custodian accounts, trusteed IRA accounts of shareholders or similar types of accounts which are classified as customer accounts in accordance with Rule 15c3(a)(1) of the Securities and Exchange Act of 1934.
 Elaine Altizer
 CFO/FINOP/Secretary/Treasurer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.