Full text of VESTECH SECURITIES, INC.'s X-17A-5 filed 2022-09-26 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden h # ANNUAL REPORTS FORM X-17A-5 PART III | 12<br>ours per response: | | |--------------------------|--| | SEC FILE NUMBER | | | 8-49409 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | | 07/01/21 | AND ENDING | 06/30/22 | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------|------------------------------|------------|------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | NAMF OF FIRM: | | Vestech Securities, Inc. | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ച Broker-dealer<br>[ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | | [] Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 11477 Olde Cabin Rd. Ste. 310 | | |--|-------------------------------|--| | | | | | | (No. and Street) | | | | |------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------|--------------------------------------------|--|--| | St. I onlis | Missouri | 63141 | | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | John Huanh | 314-828-2111 | ihuang@e-vestech.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Thomas Faust, CPA d/b/a Thomas Faust, CPA | | | | | | 174 Coldbrook Ct. | (Name - if individual, state last, first, and middle name)<br>Lafayette | Indiana<br>47909 | | | | (Address) | (City) | (State)<br>(Zip Code) | | | | 02/14/18 | | 6479 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances r…Read the full text as markdown