Full text of CIT CAPITAL SECURITIES LLC's X-17A-5 filed 2020-02-20 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **(A wholly owned subsidiary of C.I.T. Leasing Corporation, whose ultimate parent is CIT Group Inc.) Statement of Financial Condition Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31, 2019** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response . . . 12.00 ## **ANNUAL AUDITED REPORT** SEC FILE NUMBER **FORM X-17A-5** 8-49466 **PART III** #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | | 01/01/19<br>MM/DD/YY | AND ENDING | 12/31/19<br>MM/DD/YY | |--------------------------------------------------------------------------|------------------------------------|---------------------------------------------------------------------|-------------------|-----------------------------------| | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER -<br>DEALER: CIT Capital Securities LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | __________________<br>FIRM ID. NO. | | | | | | | 11 West 42nd Street | | | | | | (No. and Street) | | | | New York | | NY | | 10036 | | (City) | | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Hailing Huang | | | | (973) 422-3685 | | | | | | (Area<br>Code -<br>Telephone No.) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | EisnerAmper | LLP | | | | | (Name - | if individual, state last, first, middle name) | | | | 750 Third Avenue | | New York | NY | 10017 | | (Address) | | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | | •<br>Certified Public Accountant | | | | | | •<br>X<br>Public Accountant | | | | | | • | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | \**Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).* **Potential persons who are to…Read the full text as markdown