Full text of D.H. HILL SECURITIES, LLLP's X-17A-5 filed 2022-03-17 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **D. H. HILL SECURITIES, LLLP** ## **AUDITED FINANCIAL STATEMENTS, SUPPLEMENTAL INFORMATION AND REVIEWED EXEMPTION REPORT** **December 31, 2021** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 omb approval OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ANNUAL REPORTS FORM X-17A-5 # PART III | SEC FILE NUMBER | | |-----------------|--| | 8 - 49475 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2021 AND ENDING 12/31/2021 | | MM/DD/YY | | MM/DD/YY | |-------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: D. H. Hill Securities, LLLP | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer | [ Security-based swap dealer Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 1543 Green Oak Place, Ste 100 | | | | | | (No. and Street) | | | | Kingwood | TX | | 77339 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Dan H. Hill | 832-644-1852 | dhill@dhhill.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Phillip V. George, PLLC | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | (Name = if individual, state last, first, and middle name) | | | | 5179 CR 1026 | Celeste | TX | 75423 | | (Address) | (City) | (State) | (Zip Code) | | 02/24/2009 | | PCAOB #3366 | | | (Date of Registration with PCAOB){if applicable) | FOR OFFICIAL USE ONLY | (PCAOB Registration Number, if applicable) | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in…Read the full text as markdown