Full text of B.B. GRAHAM & COMPANY, INC.'s X-17A-5 filed 2026-03-03 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | ONIO APPROVAL | |----------------------------------------------------| | ONB Number: 3235-0123 | | Expites: Nov. 30, 2026<br>Estimated average burden | | ficurs per response: 12 | | | | STATE KE BE LEADER | | 1988 - 15 - 15 - 1<br>8-49477 | |-------------------------------| | Sunda A. June of | F FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | Filing for the period beginning 1/1/25 | | AND ENDING 12/31/25 | | |---------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------------------------|---------------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: B.B. Graham & Company, Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check Here if respondent is also an OTL gerivatives dealer | O Security-based swap dealer | [] Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>1700 W. Katella Ave. | | | | | | (No. and Street) | | | | Orange | CA | | 92867 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Bruce Edwin Graham | (714) 628-5200 | | bgraham@bbgraham.com | | (Name) | (Area Code- Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLICACCOUNTANT whose reports are contained in this filing"<br>Dylan Floyd Accounting & Consulting | (Name - if individual, state last, first, and middle name) | | | | Albert Garcia | | | | | (Address) | (City) | (State) | (Zip Code) | | 20909 Judah Lane | Newhall | CA | 91312 | | (Bate of Registration with PCADB) if applicable) | 1316 | | (PCAOB Registration Number, if applicable) 6 2 35 | | | FOR OFFICIAL USE ONLY | | | CHI 200.174.5 (EN(1)(), If anythatle Pensons who are to respond to the collection of Antines Control of the Torm are not required to respond gries the form disclays a current {1}------------------------------------------------ #### QATH OR AFFIRMATION | Bruca Edwin Granam | | sweat (or altirm) that, to the best of my knowledge and belief, the | | |-------------------------------…Read the full text as markdown