Full text of WESTPORT CAPITAL MARKETS, LLC's X-17A-5 filed 2019-08-27 (period 2019-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | 0MB APPROVAL | |------------------------------| | 0MB Number: 3235-0123 | | Expires: August 31<br>, 2020 | | Estimated average burden | | hours per response 12.00 | | | SEC FILE NUMBER 8-49495 # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** ### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING - | -~<br>-<br>0~7~/0~1/~1~8 _<br>_<br>MM/DD/YY | AND ENDING | 6/30/19<br>MM/DD/YY | |---------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------------|---------------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER -<br>DEALER: Westport Capital Markets, LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | 257 Riverside Avenue | (No. and Street) | | | | Westport<br>(City) | CT<br>(State) | | 06880<br>(Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Christopher McClure | | | (203) 222-893 3<br>(Area Code -<br>Telephone No.) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Alperin, Nebbia & Associates, CPA, PA | (Name - if individual, state last, first, middle name) | | | | 375 Passaic Avenue<br>(Address) | Fairfield<br>(City) | CT<br>(State) | 07004<br>(Zip Code) | | CHECK ONE:<br>~ Certified Public Accountant<br>D<br>Public Accountant<br>D<br>Accountant not resident in United States or any of its possessions. | FOR OFFICIAL USE ONLY | | | | | | | | *\*Claims f or exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of f acts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).* SEC 1410 (06-02) {1}------------------------------------------------ ### **OATH OR AFFIRMATION** I, Christopher McClure, swear (or affirm) that, to the best of my knowledge and belief the accompanying financial statements and supporting schedules pertaining to the firm of Westport Capital Markets, LLC, as of June 30, 2019, are…Read the full text as markdown