Full text of FINTRUST BROKERAGE SERVICES, LLC's X-17A-5 filed 2025-03-31 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-49514 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/24** AND ENDING **12/31 /24** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** ## NAME OF FIRM: \_F\_i\_n\_tr\_u\_s\_t \_B\_r\_o\_ke\_ra\_g\_e\_S\_e\_rv\_i\_c\_e\_s\_, \_L\_LC \_ TYPE OF REGISTRANT (check all applicable boxes): [El Broker-dealer [ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer [] Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 124 Verde Blvd, Suite 504 | (No. and Street) | | | | |--------------------------------|---------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | 29607 | | | (State) | | (Zip Code) | | | | | | | | | | valerie_smithey@ucbi.com | | | (Area Code - Telephone Number) | | | | | | | | | | | | | | | | | 30062 | | | (City) | (State) | | | | | | (Zip Code) | | | | SC<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Goldman & Company CPAs PC<br>Marietta | (Email Address)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name -- if individual, state last, first, and middle name)<br>GA | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(i), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ | | OATH OR AFFIRMATION | |-----------------------------------------------------------------------------------|-----------------------------------------------------------------------…Read the full text as markdown