Full text of ACE DIVERSIFIED CAPITAL, INC.'s X-17A-5 filed 2025-09-30 (period 2025-07-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | 12<br>hours per response: | SEC FILE NUMBER 8-49555 #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ MM/DD/YY 07/31/2025 A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Ace Diversified Capital, Inc. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer [ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 923 E. Valley Boulevard #213 | | | (No. and Street) | | | |----------------------------------------------------------------------------------------------|--------------------------------|------------------------------------------------------------|-------------------------------------|--| | San Gabriel | | CA | 91776 | | | (City) | | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Lynnwood Jen | | 626-307-8300 | lynnwoodj@acediversifiedcapital.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>Anson, Brian W | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 18455 Burbank Blvd., #406 Tarzana | | CA | 91356 | |----------------------------------------------------------------------------------------------|-----------------------|---------|--------------------------------------------| | (Address) | (Citv) | (State) | (Zip Code) | | 9/15/2005 | | 2370 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | * Claims for exemption from the requirement that the annual renorts of an independent public | | | | accountant must be supported by a statement of facts and circumstanc…Read the full text as markdown