# UBS FUND SERVICES (USA) LLC X-17A-5 (2016-02-26) — Broker-dealer annual report

- Company: UBS FUND SERVICES (USA) LLC
- Form: X-17A-5
- Filed: 2016-02-26
- Period: 2015-12-31
- Accession: 0001022465-16-000009
- CIK: 1022465
- File #: 8-49596
- Material weakness: No
- Auditor: Ernst & Young LLP
- Auditor location: Chicago, IL
- Contact: Kimberly Guerin
- Phone: 312-525-7129
- Signed by: John C Moore (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/1022465/000102246516000009/fsancotcagdproc.pdf

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X-17A-5

 0001022465
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2015
 12-31-2015
 Broker-dealer
 N

 UBS FUND SERVICES (USA) LLC

 10 STATE HOUSE SQUARE, 15TH FLOOR
 HARTFORD
 CT
 06103-3604

 Kimberly Guerin
 312-525-7129

 Ernst & Young LLP

 155 N. Wacker Drive
 Chicago
 IL
 60606

 Certified Public Accountant

 John C Moore
 UBS FUND SERVICES (USA) LLC
 12-31-2015
 John C Moore
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.