# UBS ASSET MANAGEMENT (US) INC. X-17A-5 (2017-02-27) — Broker-dealer annual report

- Company: UBS ASSET MANAGEMENT (US) INC.
- Form: X-17A-5
- Filed: 2017-02-27
- Period: 2016-12-31
- Accession: 0001022465-17-000002
- CIK: 67037
- File #: 8-21901
- Material weakness: No
- Auditor: Ernst & Young
- Auditor location: Chicago, IL
- Contact: Kimberly Guerin
- Phone: 312-525-7129
- Signed by: Kimberly S. Guerin (Assistant Treasurer)

Original filing: https://www.sec.gov/Archives/edgar/data/67037/000102246517000002/2016USannualreports2.pdf

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X-17A-5

 0000067037
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 UBS ASSET MANAGEMENT (US) INC.

 1285 AVENUE OF THE AMERICAS
 12TH FLOOR
 NEW YORK
 NY
 10019

 Kimberly Guerin
 312-525-7129

 Ernst & Young

 155 N. Wacker Drive
 Chicago
 IL
 60606

 Certified Public Accountant

 Kimberly S. Guerin
 UBS ASSET MANAGEMENT (US) INC.
 12-31-2016
 Kimberly S. Guerin
 Assistant Treasurer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.