# UBS FUND SERVICES (USA) LLC X-17A-5 (2018-02-28) — Broker-dealer annual report

- Company: UBS FUND SERVICES (USA) LLC
- Form: X-17A-5
- Filed: 2018-02-28
- Period: 2017-12-31
- Accession: 0001022465-18-000001
- CIK: 1022465
- File #: 8-49596
- Material weakness: No
- Auditor: EY, Ernst & Young LLP
- Auditor location: Chicago, IL
- Contact: Karen Hu
- Phone: 312-525-6103
- Signed by: Kathleen Horan (FINOP Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/1022465/000102246518000001/SECfilingEDGAR2.pdf

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X-17A-5

 0001022465
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2017
 12-31-2017
 Broker-dealer
 N

 UBS FUND SERVICES (USA) LLC

 10 STATE HOUSE SQUARE, 15TH FLOOR
 HARTFORD
 CT
 06103-3604

 Karen Hu
 312-525-6103

 EY, Ernst & Young LLP

 155 North Wacker Drive
 Chicago
 IL
 60606-1787

 Certified Public Accountant

 Kathleen Horan
 UBS FUND SERVICES (USA) LLC
 02-28-2018
 Kathleen Horan
 FINOP Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.