# UBS FUND SERVICES (USA) LLC X-17A-5 (2019-03-01) — Broker-dealer annual report

- Company: UBS FUND SERVICES (USA) LLC
- Form: X-17A-5
- Filed: 2019-03-01
- Period: 2018-12-31
- Accession: 0001022465-19-000002
- CIK: 1022465
- File #: 8-49596
- Material weakness: No
- Auditor: Ernst & Young LLP
- Auditor location: Chicago, IL
- Contact: Karen Hu
- Phone: 312-525-6103
- Signed by: Karthleen Horan (FINOP Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/1022465/000102246519000002/2018SECfilingFS.pdf

---

X-17A-5

 0001022465
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N

 UBS FUND SERVICES (USA) LLC

 10 STATE HOUSE SQUARE, 15TH FLOOR
 HARTFORD
 CT
 06103-3604

 Karen Hu
 312-525-6103

 Ernst & Young LLP

 115 North Wacker Drive
 Chicago
 IL
 60606

 Certified Public Accountant

 Karthleen Horan
 UBS FUND SERVICES (USA) LLC
 03-01-2018
 Kathleen Horan
 FINOP Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.