Full text of EQUITYBEE SECURITIES, LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # EQUITYBEE SECURITIES, LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2023 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 sec file number 8-49621 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING\_12/31/2023 filing for the period beginning 01/01/2023 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: EQUITYBEE SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): 匡 Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 955 ALMA STREET, SUITE A | | (No. and Street) | | | | |--------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|-------------------------------------------|--| | PALO ALTO | CA | | 94301 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | SUSAN WOODARD | 415-596-5873 | | susan@equitybee.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. Accountant Identification | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>UHY LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 1185 Avenue of Americas, 38th Floor New York | | NY | 10036 | | | (Address) | (City) | (State) | (Zip Code) | | | 07/01/2004 | | 1195 | | | | (Date of Registration with PCAOB)(if annlicable) | | | (PCAOB Registration Number if annlicable | | FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | Susan Woodard | | | | , swear (or affirm) that, to the best of my knowledge and belief, the | | |----…Read the full text as markdown