Full text of REDI GLOBAL TECHNOLOGIES LLC's X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ REDI Global Technologies LLC Statement of FinancjaJ Condition December 31,2021 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per respanse: 12 > SEC FILE NUMBER 8-49673 ## ANNUAL REPORTS FORM X-17A-5 PART Ill **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **12/Q 1 /20** MM/DD/VY AND ENDING **12/31 /21** MM/DD/YY **A. REGISTRANT JDENTIFJCATION** NAME oF FIRM: REDI Global Technologies LLC TYPE OF REGISTRANT {check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer D Check here ff respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) # 28 Liberty Street - 58th Floor | | (No. and Street) | | | | |----------------------------------------------------------------------------|------------------------------------------------------------|-----------------|-----------------------------------------|--| | New York | NY | | 10005 | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Kelly Seidita | (646)794-7354 | | kelly.seidito@refinitiv.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained i-n this filing* | B. ACCOUNTANT IDENTIFICATION | | | | | Mazars USA LLP | (Name - if individual, state last, first, and middle name) | | | | | 60 Crossways Park Drive West-<br>Suite 301 | Woodbury | | | | | | (City) | NY<br>(State) | 11797<br>(Zip Code) | | | (Address)<br>October 8, 2003 | | 339 | | | | Ir.,<br>-<br><br>with PCAOBH• "''""""'•I | | | (PCAOB R.,;straUon Numb.,, • applkable) | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the mlledion of Information contained in this form are not required to respond unless the form displays a turrently valid 0MB control number. {2}------------------------------------------------ ## **OATH OR AFFIRMATION**…Read the full text as markdown