Full text of AETHLON CAPITAL, L.L.C's X-17A-5 filed 2026-02-12 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURmES AND EXCHANGE CdMMISSION **Washlnston,** D.C. 20549 | 0MB Number: 323S-0123 | | |-----------------------------------------------------|--| | Expires: Nov. 30, 2026 | | | | | | -·<br>Estimated<br>burden<br>hours per response: 12 | | | | | # ANNUAL REPORTS FORM X-17A-S PART Ill | SEC FILE NUM8ER | |-----------------| | 8-49765 | | Information Requ.lred Pursuant to Rules 171-S, 171-12, and lla-7 under the Securities Exchanp Act of 1934 | FACING PAGE | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|---------|-----------------------------------------| | FILING FOR THE PERIOD BEGINNING Q 1 /Q 1125 | | | --------<br>AND ENDING 12/31 /25 | | | MM/DO/YY | | MM/00/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Aethlon Capital LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>@ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS Of PRINCPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | D Security-based swap dealer | | □ Major security-based swap participant | | | | | | | 1786 James Avenue South | | | | | | (No. and Street) | | | | Minneapolis | | MN | 55403 | | (City) | | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Sima Griffith | 612-338-6065 | | sgriffith@aethlon.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing•<br>Cropper Accountancy Corporation | | | | | | (Name - if individual, state last, first, and middle name) | | | |-------------------------------------------------|------------------------------------------------------------|---------------------------------|------------| | 2700 Ygnacio Valley Road, #270 | Walnut Creek | CA | 94598 | | (Addtess) | (City) | (State) | (Zip Code) | | 03/04/2009 | | 3381 | | | (Date of Re istration with PCAOB if a<br>icable | | PCAOB Re • stration Number if a | icable | | | FOR OFFICIAL USE ONLY | | | | | | | | • daims for exemption from tho requirement that the annual reports be CO'Jcred by tho reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the **…Read the full text as markdown