Full text of DOUGALL & ASSOCIATES INC.'s X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION PURSUANT TO SEC RULE 17a-5(d) DECEMBER 31, 2025 PUBLIC This report is deemed PUBLIC in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-49806 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2025 MM/DD/YY AND ENDING A. REGISTRANT IDENTIFICATION 12/31/2025 MM/DD/YY NAME OF FIRM: Dougall & Associates, Inc. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) 8883 Winding Trail St. John (City) (No, and Street) Indiana (State) 46373 (Zip Code) cbluett@dougallassociates.com (Email Address) PERSON TO CONTACT WITH REGARD TO THIS FILING Chad Bluett (Name) 312-663-2670 (Area Code-Telephone Number) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Sanville & Company LLC (Name-if individual, state last, first, and middle name) 2617 Huntingdon Pike Huntingdon Valley PA 19006 (Address) (City) (State) (Zip Code) 169 (Date of Registration with PCAOB) (if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ # OATH OR AFFIRMATION | I, Chad Bluett | | _ swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------|--|-----------------------------------------------------------------------|-------| | | | financial report pertaining to the firm of Dougall & As…Read the full text as markdown