Full text of UHLMANN PRICE SECURITIES, LLC's X-17A-5 filed 2026-03-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION #### DECEMBER 31, 2025 The report is filed in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE** nuo **0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER Information Required Pursuant to Rules 17a-S, 17a-12, and lBa-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING** 0 1/01/2025 **MM/DD/YY AND ENDING** 12/31/2025 **A. REGISTRANT IDENTIFICATION NAME oF FIRM:** Uhlmann Price Securities, LLC **TYPE OF REGISTRANT (check all applicable boxes): MM/DD/VY 0 Broker-dealer** □ **Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer** □ **Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P .0. box no.)** 5202 Old Orchard Road, Suite 250 **(No. and Street)** Skokie IL **(City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING** 60077 **(Zip Code)** Alan Konn 312-264-4340 akonn@upsecurities.com **(Name) (Area Code-Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATIOf-J INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing"'** Ohab and Company, P.A. **(Name - if individual, state last, first, and middle namel** 100 E Sybelia Maitland FL **(Address) (City) {State)** 1839 32751 **(Zip Code) (Date of Registration with PCAOBHif aoolicable) (PCAOB Registration Number if applicable) FOR OFFICIAL USE ONLY • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public** **accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable.** **Persons who are to respond to the collectlon of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I<br>Alan Konn<br>, | swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------------------------------------------------------------------|---------------------------------------------------------------------|-------…Read the full text as markdown