Full text of THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.'s X-17A-5 filed 2025-12-09 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### FINANCIAL STATEMENT SEPTEMBER 30, 2025 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | SEC FILE NUMBER 8-50082 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 09/30/2025 FILING FOR THE PERIOD BEGINNING 10/01/2024 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OFFIRM: The Oak Ridge Financial Services Group, Inc. TYPE OF REGISTRANT (check all applicable boxes): | Broker-dealer | | Security-based swap dealer | | Major security-based swap participant O Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 701 Xenia Ave South, Suite 100 | | | (No. and Street) | | | | |-----------------------------------------------------------------------------------------------|--|------------------------------------------------------------|---------|-----------------------------|--| | Golden Valley | | MN | | 55416 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Russell S. King | | 763-923-2277 | | RKing@oakridgefinancial.com | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>FGMK, LLC | | (Name - if individual, state last, first, and middle name) | | | | | 333 W Wacker Drive, 6th Floor Chicago | | | | റോറോ | | | (Address) | | (City) | (State) | (Zip Code) | | | 12/17/2009 | | | 3968 | | | | (Date of Registration with PCAOB)(if applicable)<br>(PCAOB Registration Number, if applicable | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}-------------------…Read the full text as markdown