Full text of SOUTHEAST INVESTMENTS, N.C., INC.'s X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB Number. 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-S PART Ill SEC FILE NUMBER | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |-------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|---------------------------------|-----------------------------------------| | | /<br>01 /25 | | 2/31 /25 | | FILING FOR THE PERIOD BEGINNING 0 1 | MM/DD/YY | AND ENDING 1 | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Southeast<br>I | nvestments, N.C. | nc.<br>I | | | [<br>TYPE OF REGISTRANT (check all applicable boxes):<br>[] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | □ Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 820 Tyvola Rd, Suite | 04<br>1 | | | | | (No. and Street) | | | | Charlotte | NC | | 28217 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Jonathan Black | 704-527-7873 | | jblack@seinvestnc.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing<br>Scharf Pera & Co., PLLC | | | | | | (Name -if individual, state<br>last, first, and middle name) | | | | 4600 Park Road, Suite 112 | Charlotte | NC | 28209 | | (Address)<br>09/18/2003 | (City) | (State)<br>28 | (Zip Code) | | (Date of Retistration w<br>ith PCAOB if a<br>icable | | (PCAOB Re istration Number if a | licable) | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(1)(i), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays **a** currently valid OMB control number. {1}------------------------------------------------ #### OATH…Read the full text as markdown