Full text of PRINCIPAL FUNDS DISTRIBUTOR, INC.'s X-17A-5 filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### F INANCIAL S TATEMENTS AND S UPPLEMENTAL I NFORMATION Principal Funds Distributor, Inc. Year Ended December 31, 2024 With Report and Supplemental Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | | OMB APPROVAL | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------|--------------------------------------------|--|--| | SECURITIES AND EXCHANGE COMMISSION | OMB Number: | | | | | | | Expires: | | | | | | | average burden<br>hours per response: | | | | | | | FORM X-17A-5 | | | | | | | SEC FILE NUMBER | | | | | | | PART III | | 8-50200 | | | | | FACING<br>PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | | | | | FILING<br>FOR<br>THE<br>PERIOD BEGINNING | 01/01/24 | AND ENDING | 12/31/24 | | | | | MM/DD/YY | | MM/DD/YY | | | | A. | REGISTRANT | IDENTIFICATION | | | | | Principal Funds Distributor, Inc.<br>NAME OF FIRM: | | | | | | | | | | | | | | TYPE<br>OF<br>REGISTRANT<br>(check<br>all<br>applicable | boxes): | | | | | | x<br>Broker-dealer<br>Security-based swap dealer | | Major security-based swap participant | | | | | Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS<br>OF<br>PRINCIPAL<br>PLACE<br>OF | BUSINESS:<br>(Do<br>not<br>use a P.O. | box<br>no.) | | | | | 711 High Street | | | | | | | | (No. and Street) | | | | | | Des Moines | IA | | 50392-0200 | | | | (City) | (State) | | (Zip Code) | | | | | | | | | | | PERSON<br>TO<br>CONTACT<br>WITH<br>REGARD | TO<br>THIS<br>FILING | | | | | | Sean T. Clines | 515-362-0839 | | Clines.Sean@principal.com | | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | B. | ACCOUNTANT | IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT | whose<br>reports<br>are | contained<br>in<br>this<br>filing* | | | | | Ernst & Young LLP | | | | | | | | (Name – if individual, state last, first, and middle name) | | | | | | 801 Grand Avenue, Suite 3100 | Des Moines | IA | 50392 | | | | (Address) | (City) | | (State)<br>(Zip Code) | | | | | | | | | | | 10/20/2003 | | | 42 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Num…Read the full text as markdown