Full text of PERICULUM ADVISORS, LLC.'s X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Washington, D.C. 20549 | STAID ARE LAST A START | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | OLAD ADDOCULA # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01-01-2025 AND ENDING 12-31-2025 | | | |------------------------------------------------------------------|----------|----------| | | MM/DD/YY | MM/DD/YY | A. REGISTRANT IDENTIFICATION # NAME OFFIRM: Periculum Capital Markets, LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer | | Security-based swap dealer | | Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 4 Center Green, Suite 200 | | (No. and Street) | | | | | |---------------------------------------------------------------------------------------------------------|--------------------------------|-----------------|--------------------------------------------|--|--| | Carmel | IN | | 46032 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Fritz Schutte | 317-836-1800 | | fschutte@periculumcapital.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | Thomas Faust, CPA D/B/A Thomas Faust, CPA<br>(Name - if individual, state last, first, and middle name) | | | | | | | 174 Coldbrook Ct | Lafayette | IN | | | | | | | | 47909 | | | | | (City) | (State) | (Zip Code) | | | | | | 6479 | | | | | (Address)<br>02/14/2018<br>(Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant nust be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION 1. Fritz Schutte swear (or affirm)…Read the full text as markdown