Full text of WILLIAMS TRADING LLC's X-17A-5 filed 2026-06-24 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549 ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE** OMR APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-50372 **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **1** / **1 /25** AND ENDING **12/31 /25** - -------- MM/DD /YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Williams Trading, LLC TYPE OF **REGISTRANT (check all applicable boxes): 0 Broker-dealer** D **Security-based swap dealer** □ **Major security-based swap participant** D Check here if respondent is also an OTC derivatives dealer **ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)** 450 Post Road East, Suite 120 (No. and Street) Westport CT (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 06880 (Zip Code) Babak B Morovati 202-353-7685 bobby@wtco.com (Name) (Area Code - Telephone Number) (Email Address) **8. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\*** Citrin Cooperman & Company, LLP (Name - if individual, state last, first, and middle name) · 709 Westchester Avenue White Plains NY 10604 (Address) (City) (State) (Zip Code) 11/02/2005 2468 l" of RegimaUOo wfth PCAOB)(ff applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ ## OATH **OR AFFIRMATION** | I, Babak Morovati | | swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------------------------------------------------------|----|-----------------------------------------------------------------------------------|-------| | financial report pertaining to the firm of Williams Trading, LLC | | | as of | | December 31 | 2~ | is true and correct. I further swear (or affirm) that neither the company nor any | | partner, officer, director, or equival…Read the full text as markdown