Full text of PEAK6 CAPITAL MANAGEMENT LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # Statement of Financial Condition PEAK6 Capital Management LLC Year Ended December 31, 2021 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-50422 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | AND ENDING 12/31/2021 | MM/DD/YY | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------|-----------------------------------------|------------------------------------------|--|--|--| | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: PEAK6 Capital Management LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br> Security-based swap d<br>X Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | _ Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 141 W Jackson Blvd., Ste 500 | | | | | | | | | (No. and Stree | | | | | | | Chicago | Illinois | 60604 | | | | | | (City) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Kati Snyder | | ksnyder@peak6.com | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Addres | | | | | | B. Accountant Identification | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RSM US LLP | | | | | | | | | (Name - if individual, state last, first, and middle nam | | | | | | | 30 S Wacker Dr., Ste 3300 | Chicago | Illinois | 60606 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 09/24/2003 | PCAOB #49 | | | | | | | (Date of Registration with PCAOB)(if applicable | FOR OFFICIAL USE ONLY | | PCAOB Registration Number, if applicable | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the…Read the full text as markdown