Full text of USI SECURITIES, INC.'s X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **USI Securities, Inc.** **Report on Financial Statements (With Supplementary Information) and Report of Independent Registered Public Accounting Firm** **Year Ended December 31, 2025** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** SEC FILE NUMBER hours per response: 12 8-50429 FILING FOR THE PERIOD BEGINNING 01/01/25 AND ENDING 12/31/25 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: USI Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): x Broker-dealer ☐ Security-based swap dealer ☐ Major security-based swap participant ☐ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 95 Glastonbury Boulevard (No. and Street) Glastonbury CT 06033 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Joseph Gritzer (860) 368-2913 joe.gritzer@usi.com (Name) (Area Code – Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Mahoney Sabol & Company, LLP (Name – if individual, state last, first, and middle name) 180 Glastonbury Boulevard Glastonbury CT 06033 (Address) (City) (State) (Zip Code) 10/14/2003 264 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in thisform are not required to respond unlessthe form displays a currently valid OMB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I,<br>Richard Bowman | | , swear (or affirm) that, to the best of my knowledge and belief, the | |-----------------------------------------------------------------------------------------------------------------------|-------------------------…Read the full text as markdown