Full text of APW CAPITAL, INC.'s X-17A-5 filed 2026-03-06 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # **APW CAPITAL, INC.** # STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2025 WITH REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235--0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | **SEC FILE** NUMBER 8-50433 **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING __ | | | | 01_I_01_1_2_5 ___ AND ENDING ___ 1_2/3_1_/_25 ___ _ | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--|------------------|-----------------------------------------------------|--| | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: ___ A_P<br>_W_Ca_,_ | pita__l'--, ln_c_. ________________ _ | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Security-based swap dealer<br>IX] Broker-dealer<br>0 Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 100 Enterprise Drive, Suite 504 | | | | | | | (No. and Street) | | | | | | | Rockaway | NJ | | | 07866 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Timothy L. Smith | 9 73-39<br>4-1069 | | tim@aurorapw.com | | | | {Name) | (Email Address)<br>(Area Code - Telephone Number) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Citrin Cooperman & Company, LLP | | | | | | | | {Name - if individual, state last, first, and middle name) | | | | | | 180 Park Avenue, Suite 200 | Florham Park | | NJ | 07932 | | | (Address) | (City) | | (State) | (Zip Code) | | | 11/02/2 005 | | | 2468 | | | | (Date of Registration with PCAOB )(if applicable)<br>(PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY | |…Read the full text as markdown