Full text of BROWNSTONE INVESTMENT GROUP, LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ REPORT ON STATEMENT OF FINANCIAL CONDITION > FOR THE YEAR ENDED DECEMBER 31, 2024 {1}------------------------------------------------ # INDEX | Facing page to Form X-17A-5 | 1 | |---------------------------------------------------------|-----| | Affirmation of principal officer | 2 | | Report of Independent Registered Public Accounting Firm | 3 | | Statement of Financial Condition | 4 | | Notes to Statement of Financial Condition | 5-8 | {2}------------------------------------------------ | | UNITED STATES | | OMBAPPROVAL | | | |--------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------------------------------|-------------------------------------------------------|--|--| | | SECURITIES AND EXCHANGE COMMISSION | | OMB Number: 3235-0123 | | | | | Washington, D.C. 20549 | | Expires: Nov. 30, 2026 | | | | | | | Estimated average burden<br>hours per response:<br>12 | | | | | ANNUAL<br>REPORTS | | SEC FILE NUMBER | | | | | FORM<br>X-17A-5 | | 8-50460 | | | | | PART<br>II | | | | | | | | | | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING | 01/01/2024 | DluC<br>AND ENDING | 12/31/2024 | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAMEOFFIRM:<br>Brownstone | Investment<br>Group | LLC | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable | boxes): | | | | | | DBroker-dealer | O Security-based swap dealer | O Major security-based swap participant | | | | | O Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.0. box no.) | | | | | | 505<br>Fifth<br>Avenue, | 10th<br>Floor | | | | | | | (No. and Street) | | | | | | | | | | | | | New<br>York | NY | | 10017 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Douglas<br>Lowey | 212-905-0555 | | DLowey@Browntone.com | | | | (Name) | (AreaCode - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT<br>IDENTIFICATION | | | | | | | | | | | | | | INDEPENDENTPUBLICACCOUNTANT whose reports are contained in this filing* | | | | | | Farkouh,<br>Furman | &<br>Faccio,<br>LLP | | | | | | | (Name- if individual, state last, first, an…Read the full text as markdown