Full text of AUSTIN ATLANTIC CAPITAL INC.'s X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES **SECURITIES ANO EKCHANGE COMMISSION Washlnaton, D.C. 20549** | 0MB t,himber: 3235-0123 | | |--------------------------|--| | Expires: N011. 30. 2026 | | | Estimated average burden | | | hours per response: 12 | | | | | # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC Fil£ NUMBER | |-----------------| | | | 8-50509 | **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-ll, and 18a•7 under the securlttes Exchan1• Act** of 1934 FILING FOR THE PERIOD BEGINNING Q1 /Q1 /25 MM/DD/VY AND ENDING 12/31 /25 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAMEOFFIRM:AUSTIN ATLANTIC CAPITAL INC TYPE OF REGISTRANT (check all applicable **boxes):** ~ Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based **swap** participant **ADDRESS OF PRINCIPAL PLACE Of BUSINESS: (Do not use a P.O. box no.)** 1 Alhambra Plaza, suite 100 (No. and Street) Coral Gables FL 33134 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Aaron Rodriguez (305) 677-7534 arodriguez@austinatlantic.com (Name} (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\*** HLB GRAVIER LLP (Name - if individual, state last, **first, and** middle name) 4000 Ponce De Leon Blvd Suite 610 **Coral Gables** FL 33146 {Address) (Citv) (State) (Zip Code) 09/01/2009 #3676 (Date of ReRistration with PCA0B}(if ao1llicable) (PCAOB Registration Number, if applicable' #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persor,s who are to respond to the collection of lnfofflllltlon contained In this form are not required to respond unless the form dlspleys II currently valid 0MB c:ontrol number. {1}------------------------------------------------ #### OATH 0 ft AFFIIIMATtON | I, AARON RODRIGUEZ | swear (or affirm) that, to the best of my knowleda• and belief, the | |-------------------------------------------------------------------------|----------------------------------------------------------------------------------------------| | financial r~Ot1 119rtalnln1 to th• firm of AUSTIN ATLANTIC CAPITAL INC. | as of |…Read the full text as markdown