Full text of HERITAGE CAPITAL GROUP, INC.'s X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|------------------------------------------------------------|----------|-----------------|-------------------------| | AND ENDING 12/3<br>1/2025<br>FILING FOR THE PERIOD BEGINNING O 1/01/2025 | | | | | | | MM/DD/YY | | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Heritage Capital Group, Inc. | | | | | | | TYPE OF REG ISTRANT (check all applicable boxes):<br>□ Major security-based swap participant<br>[!] Broker-dealer<br>□ Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 5210 Belfort Rd., Suite 300 | | | | | | | | | (No. and Street) | | | | | Jacksonville | | FL | | | 32256 | | (City) | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Alex Kellison | | 904-3564-9600 | | | akellison@hcgowners.com | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this f iling* | | | | | | | Assurance Dimensions, LLC | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 3111 N. University Drive, Suite 621 | | Coral Springs | | FL | 33065 | | (Address) | | (City) | | (State) | (Zip Code) | | 04/13/2010 | | | 5036 | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that t he annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unles…Read the full text as markdown