Full text of BMO NESBITT BURNS SECURITIES LTD.'s X-17A-5 filed 2026-06-17 (period 2025-10-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## BMO NESBITT BURNS SECURITIES LTD. (A Wholly-Owned Subsidiary of BMO Nesbitt Burns Inc.) Financial Statements and Supplementary Schedules October 31, 2025 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|------------------------------|-----------------------|-----------------|--------------------------------------------| | ANNUAL REPORTS | | | | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | | | 8-50538 | | PART III | | | | | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | FILING FOR THE PERIOD BEGINNING 11/01/2024 | | | | AND ENDING 10/31/2025 | | | | | | MM/DD/YY | | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: BMO NESBITT BURNS SECURITIES LTD. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ച Broker-dealer<br>O Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 1 First Canadian Place - 100 King Street West | | | | | | | | | | (No. and Street) | | | | | | Toronto | | | Ontario, Canada | | | M5X1A1 | | (City) | | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | lan Narine | | 416-359-7329 | | | | ian.narine@bmo.com | | (Name) | | (Area Code - Telephone Number) | | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 333 Bay Street, Suite 4600 Toronto | | | | | ONT | M5H2S5 | | (Address) | | (City) | | (State)<br>85 | | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | | | | | (PCAOB Registration Number,…Read the full text as markdown