# CAPITAL ONE SECURITIES, INC. X-17A-5 (2017-02-16) — Broker-dealer annual report

- Company: CAPITAL ONE SECURITIES, INC.
- Form: X-17A-5
- Filed: 2017-02-16
- Period: 2016-12-31
- Accession: 0001048281-17-000002
- CIK: 1048281
- File #: 8-50561
- Material weakness: No
- Auditor: Keiter
- Auditor location: Glen Allen, VA
- Contact: Jennifer Bosso
- Phone: 504-593-6149
- Signed by: Pierre E. Conner, III (President)

Original filing: https://www.sec.gov/Archives/edgar/data/1048281/000104828117000002/COS2016FSPUBLIC.pdf

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X-17A-5

 0001048281
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 CAPITAL ONE SECURITIES, INC.

 201 ST. CHARLES AVENUE
 SUITE 1830
 NEW ORLEANS
 LA
 70170

 Jennifer Bosso
 504-593-6149

 Keiter

 4401 Dominion Boulevard
 Glen Allen
 VA
 23060

 Certified Public Accountant

 Pierre E. Conner, III
 CAPITAL ONE SECURITIES, INC.
 12-31-2016
 Pierre E. Conner, III
 President
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.