# CAPITAL ONE SECURITIES, INC. X-17A-5 (2018-02-21) — Broker-dealer annual report

- Company: CAPITAL ONE SECURITIES, INC.
- Form: X-17A-5
- Filed: 2018-02-21
- Period: 2017-12-31
- Accession: 0001048281-18-000001
- CIK: 1048281
- File #: 8-50561
- Material weakness: No
- Auditor: Keiter
- Auditor location: Glen Allen, VA
- Contact: Gabrielle Halprin
- Phone: 5045337377
- Signed by: Pierre E. Conner, III (President)

Original filing: https://www.sec.gov/Archives/edgar/data/1048281/000104828118000001/2017COSFSPUBLIC.pdf

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X-17A-5

 0001048281
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2017
 12-31-2017
 Broker-dealer
 N

 CAPITAL ONE SECURITIES, INC.

 201 ST. CHARLES AVENUE
 SUITE 1830
 NEW ORLEANS
 LA
 70170

 Gabrielle Halprin
 5045337377

 Keiter

 4401 Dominion Blvd.
 Glen Allen
 VA
 23060

 Certified Public Accountant

 Pierre E. Conner, III
 CAPITAL ONE SECURITIES, INC.
 12-31-2017
 Not applicable
 Pierre E. Conner, III
 President
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.