Full text of NATIONS FINANCIAL GROUP, INC.'s X-17A-5 filed 2026-04-06 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2025 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | Washington, D.C. 20549 | Estimated average burden | |------------------------|--------------------------| | | hours per response: | | ANNUAL REPORTS | | | | CCC CUT MILLIDCO | # FORM X-17A-5 SEC FILE NUMBER 8-50588 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 ## PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2025 \_AND ENDING\_12/31/2025 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Nations Financial Group, Inc. TYPE OF REGISTRANT (check all applicable boxes): 🇿 Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 3925 Fountains Dr.Ne Suite 200 | | | (No. and Street) | | | | |-------------------------------------------------------------------------------------------------------------------------|--------|------------------------------------------------------------|---------|------------------------|--| | Cedar Rapids | | IA | | 52411 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | R. Scott Bennett | | 319-378-5260 | | sbennett@nationsfg.com | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | {Name - if individual, state last, first, and middle name} | | | | | 20646 Abbey Woods Ct. N, Ste. 201 Frankfort | | | | 60423 | | | (Address) | (City) | | (State) | (Zip Code) | | | 12/21/2010 | | | 5376 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for avampion from the rangel ranots ha coupley on the reports of an intenancant public | | | | | | Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. P…Read the full text as markdown