Full text of HAP TRADING, LLC's X-17A-5 filed 2021-03-15 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # HAP TRADING, LLC Financial Statements and Supplemental Schedules December 31, 2020 Filed pursuant to Rule 17a-5(e)(3) under the Securities and Exchange Act of 1934 as a PUBLIC DOCUMENT {1}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | | OMB APPROVAL | | |-------------|--------------|---------------------------| | OMB Number: | | 3235-0123 | | Expires: | | October 31, 2023 | | | | Estimated average burden | | | | hours per response 12.00 | ## SEC FILE NUMBER 8-50599 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | AND ENDING 12/31/2020 | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: HAP TRADING LLC | | | OFFICIAL USE ONLY | | | Brand and the Children Company of Children Come of<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>395 HUDSON ST, SUITE 701<br>108882289118 On<br>Currinsed in Now York Count | | | FIRM I.D. NO. | | | NEW YORK | (No. and Street)<br>NY | And And Charles of Children Children Children Children Children Children Children Children Children Children Children Children Children Children Children Children Children Ch | | | | (City) | (State) | 10014 | | | | | B. ACCOUNTANT IDENTIFICATION | | 212-380-5186<br>(Area Code - Telephone Number) | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>LERNER & SIPKIN CPAs, LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 420 LEXINGTON AVENUE, SUITE 2160 NEW YORK | | NY | 10170 | | | (Address) | (City) | (State) | (Zip Code) | | | SHECK ONE:<br>Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | |…Read the full text as markdown