Full text of FIRST CITIZENS INVESTOR SERVICES, INC.'s X-17A-5 filed 2023-03-16 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # *(A WHOLLY OWNED SUBSIDIARY OF FIRST-CITIZENS BANK* & *TRUST COMPANY)* *Financial Statements and Supplemental Schedules December 31, 2022* (With Report oflndependent Registered Public Accounting Firm) {1}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response:<br>!2 | | | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|----------------------------------|-----------------|--|--|--|--|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | | | | FORM X-17 A-5 | | | | | | | | | | PART Ill | | 8-50696 | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | FILING FOR THE PERIOD BEGINNING | __<br>1_2_/_3_1_/2_2_ | | | | | | | | | | __<br>__<br>0_1_/0_1_/2_2<br>MM/DD/YY | AND ENDING | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | NAME oF FIRM: First Citizens Investor Services, Inc. | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Major security-based swap participant<br>0 Broker-dealer<br>□ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>4300 Six Forks Road | | | | | | | | | | | (No. and Street) | | | | | | | | | Raleigh | NC<br>27609 | | | | | | | | | (City) | (State) | | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Steven Bogaczyk | 919-716-7391 | steve.bogaczyk@firstcitizens.com | | | | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Cherry Bekaert LLP | (Name - if individual, state last, first, and middle name) | | | | | | | | | 3800 Glenwood Avenue, Suite 200 | Raleigh | | NC<br>27612 | | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | 10/20…Read the full text as markdown