Full text of REDBIRD BD, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **REDBIRD BD, LLC** **Financial Statement December 31, 2021** {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL REPORTS<br>FORM X-17A-5 | | | Expires: | OMB APPROVAL<br>OMB Number:<br>3235-0123<br>Oct. 31, 2023<br>Estimated average burden<br>hours per response…<br>12.00<br>SEC FILE NUMBER | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|--------------------------------------------------------|-----------------------|------------------------------------------------------------------------------------------------------------------------------------------|--|--| | | | 8-70125 | | | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/2021 | AND ENDING | 12/31/2021 | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: RedBird<br>BD LLC | | | | | | | | ☒Broker-dealer<br>☐Security-based swap<br>☐ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>667 Madison Avenue, 16th Floor | dealer | ☐Major security-based swap participant | | | | | | | | (No. and Street) | | | | | | New York | | NY | | 10065 | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Robert Klein | 212-235-2040 | | rklein@redbirdcap.com | | | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this filing* | | | | | | | | Reynolds & Rowella, LLP | | | | | | | | | | (Name – if individual, state last, first, middle name) | | | | | | 51 Locust Avenue | New Canaan | CT | | 06840 | | | | (Address) | (City) | (State) | | (Zip Code) | | | | 04/23/2009<br>(Date of Registration with PCAOB)(if applicable) | | | | 3448<br>(PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | * Claims for exemption from the requirement that the annual reports be cover…