Full text of CJS SECURITIES, INC.'s X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # CJS SECURITIES, INC. AUDITED FINANCIAL STATEMENTS YEAR ENDED DECEMBER 31 , 2022 {1}------------------------------------------------ # CJS SECURITIES, INC. REPORT PURSUANT TO RULE 17a-5(d) YEAR ENDED DECEMBER 31, 2022 {2}------------------------------------------------ ## CJS SECURITIES, INC. DECEMBER 31, 2022 #### **CONTENTS** | PAGE | |------| | | | Facing Page -<br>Oath or Affirmation | 1-2 | |-------------------------------------------------------------------------------------|------| | Report of Independent Registered Public Accounting Firm | 3 | | Statement of Financial Condition | 4 | | Statement of Income | 5 | | Statement of Changes in Shareholders' Equity | 6 | | Statement of Cash Flows | 7 | | Notes to Financial Statements | 8-13 | | Supplemental Information: | | | Computation of Net Capital Under SEC Rule 15c3-1 | 15 | | Computation for Determination of the Reserve Requirements<br>Under SEC Rule 15c3-3 | 16 | | Information Relating to Possession or Control Requirements<br>Under SEC Rule 15c3-3 | 16 | | Supplementary Reports: | | | Report of Independent Registered Public Accounting Firm | 18 | | Exemption Report | 19 | {3}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** > **ANNUAL REPORTS FORM X-17A-S PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated **average** burden hours per response: 12 > SEC FILE NUMBER 8-50853 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchan1e Act of 1934** | FILING FOR THE PERIOD BEGINNING January 1, 2022 | | AND ENDING December 31, 2022 | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------------|--------------------------------------------|--| | | MM/00/YY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: CJS Securities, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>• Security-based swap dealer<br>• Major security-based swap participant<br>~ Broker-dealer<br>D Check here If respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not u…Read the full text as markdown