ARETE WEALTH MANAGEMENT, LLC X-17A-5 (2019-03-01) — Broker-dealer annual report

Full text of ARETE WEALTH MANAGEMENT, LLC's X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: ARETE WEALTH MANAGEMENT, LLC
• Form: X-17A-5
• Filed: 2019-03-01
• Period: 2018-12-31
• Accession: 0001056689-19-000004
• CIK: 1056689
• File #: 8-50854
• Material weakness: No
• Auditor: Noel Gewarges
• Auditor location: Chicago, IL
• Contact: Heidi Flanagan
• Phone: 312-940-3684
• Signed by: Joshua Roger (CEO)

Document text (excerpt)

X-17A-5 0001056689 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N ARETE WEALTH MANAGEMENT, LLC 1101 W LAKE STREET 1ST FLOOR CHICAGO IL 60607 Heidi Flanagan 312-940-3684 Noel Gewarges 22 W. Washington St., Suite1500 Chicago IL 60602 Certified Public Accountant Joshua Roger ARETE WEALTH MANAGEMENT, LLC 03-01-2018 Joshua Rogers CEO Y

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Original filing on SEC EDGAR (source of record)