MANORHAVEN CAPITAL LLC X-17A-5 (2022-03-30) — Broker-dealer annual report

Full text of MANORHAVEN CAPITAL LLC's X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # MANORHAVEN CAPITAL LLC #### STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2021 PUBLIC {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | SEC FILE NUMBER | | |--|-----------------|--| **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | -~~~~----<br>01/01/21<br>MM/DD/VY | AND ENDING | __<br>12/31/21 ___<br>;:=~~::;_<br>_<br>MM/DD/VY | | |--------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|---------------|--------------------------------------------------|--| | | A. REGISTRANT IDENTIFICATION | | | | | __<br>NAME OF FIRM: | M_A_N_O-=--R-=--H-=--A-=--V:::::.E::.N-=C::A::P:IT.;:.A::L=, | | -=L=LC-=------------- | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Q9 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 120 WALL STREET 25th FLOOR | | | | | | | (No. and Street) | | | | | NEW YORK<br>(City) | NY<br>(State) | | 10005<br>(Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | GENNARO J. FULVIO<br>(212) 490-3113<br>(Area Code -Telephone Number)<br>(Name) | | | jfulvio@fulviollp.com<br>(Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>ADEPTUS PARTNERS, LLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 250 W 54TH ST, 9TH FL<br>(Address) | NEW YORK<br>(City) | NY<br>(State) | 10019<br>(Zip Code) | | | a 11051201 a<br>rte of<br>Reg;st,atioo with PCAOB)(;f appUcable) | FOR OFFICIAL USE ONLY | 3686 | I<br>(PCAOB Reg;s,,a,;oo Nombec, "appl;cable) | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR…

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