# HERNDON PLANT OAKLEY, LTD. X-17A-5/A (2018-03-09) — Broker-dealer annual report

- Company: HERNDON PLANT OAKLEY, LTD.
- Form: X-17A-5/A
- Filed: 2018-03-09
- Period: 2017-12-31
- Accession: 0001058485-18-000003
- CIK: 1058485
- File #: 8-50912
- Material weakness: No
- Auditor: Phillip V. George, PLLC
- Auditor location: Celeste, TX
- Contact: Elizabeth Ann Ragan
- Phone: 361-888-7611
- Signed by: Russell Brent Herndon (Partner)

Original filing: https://www.sec.gov/Archives/edgar/data/1058485/000105848518000003/2017auditreportherndon-.pdf

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X-17A-5/A

 0001058485
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2017
 12-31-2017
 Broker-dealer
 N
 The report was originally filed with Facing Pages that were not notarized. The updated report, including notarized Facing Pages, is attached.

 HERNDON PLANT OAKLEY, LTD.

 800 NORTH SHORELINE BLVD.
 SUITE 2200 SOUTH
 CORPUS CHRISTI
 TX
 78401

 Elizabeth Ann Ragan
 361-888-7611

 Phillip V. George, PLLC

 5179 CR 1026
 Celeste
 TX
 75423

 Certified Public Accountant

 Russell Brent Herndon
 HERNDON PLANT OAKLEY, LTD.
 12-31-2017
 Russell Brent Herndon
 Partner
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.