Full text of WOLF A. POPPER, INC.'s X-17A-5 filed 2026-07-15 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Wolf A. Popper, Inc. Financial Statements and Supplemental Schedules Required by the U.S. Securities and Exchange Commission Independent Auditor's Report Year Ended June 30, 2025 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | ## ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | 8-50915 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 07/01/2024 MM/DD/YY AND ENDING 6/30/2025 MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Wolf A. Popper Inc TYPE OF REGISTRANT (check all applicable boxes): E Broker-dealer □ Check here if respondent is also an OTC derivatives dealer (PCAOB Registration Number, if applicable) ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 21 Mayhew Drive | | |-----------------|--| | | | | | | | | (No. and Street) | | | | | | |--------------------------------------------------------------------------------------------------|--------------------------------|-----------------|----------------------------|--|--|--| | Livingston | NJ | | 07039 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Robert Rabinowitz | 212-269-7271 | | rr@wolfpopperfinancial.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Tuttle & Bond, PLLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 2954 Goehmann Lane | Fredericksburg | X | 78624 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 03/19/2019 | 6543 | | | | | | (Date of Registration with PCAOB)(if applicable) #### FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless t…Read the full text as markdown