IAM CAPITAL CORPORATION X-17A-5 (2019-02-20) — Broker-dealer annual report

Full text of IAM CAPITAL CORPORATION's X-17A-5 filed 2019-02-20 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: IAM CAPITAL CORPORATION
• Form: X-17A-5
• Filed: 2019-02-20
• Period: 2018-12-31
• Accession: 0001058997-19-000002
• CIK: 1058997
• File #: 8-50930
• Material weakness: No
• Auditor: PKF O'Connor Davies, LLP
• Auditor location: Woodcliff Lake, NJ
• Contact: Lane Bucklan
• Phone: 203-341-7800
• Signed by: Lane Bucklan (Chief Compliance Officer)

Document text (excerpt)

X-17A-5 0001058997 XXXXXXXX LIVE true false false 01-01-2018 12-31-2018 Broker-dealer N IAM CAPITAL CORPORATION 276 POST ROAD WEST WESTPORT CT 06880-4704 Lane Bucklan 203-341-7800 PKF O'Connor Davies, LLP 300 Tice Blvd. Woodcliff Lake NJ 07677 Certified Public Accountant Lane Bucklan IAM CAPITAL CORPORATION 12-31-2018 Lane Bucklan Chief Compliance Officer Y

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Other filings by this registrant

• X-17A-5 — 2022-02-28
• X-17A-5 — 2021-02-26
• X-17A-5 — 2020-02-27
• X-17A-5 — 2018-02-16
• X-17A-5 — 2017-02-21
• X-17A-5 — 2016-03-01
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-02-28
• X-17A-5 — 2013-03-01
• X-17A-5 — 2012-02-22
• X-17A-5 — 2011-02-23
• X-17A-5/A — 2010-05-18

Original filing on SEC EDGAR (source of record)