Full text of WEALTH MANAGEMENT RESOURCES, INC.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## WEALTH MANAGEMENT RESOURCES, INC. #### FINANCIAL STATEMENTS #### AND #### SUPPLEMENTARY INFORMATION #### FOR THE YEAR ENDED DECEMBER 31, 2020 #### WITH #### REPORT OF INDEPENDENT REGISTERED ## PUBLIC ACCOUNTING FIRM {1}------------------------------------------------ ## **WEALTH MANAGEMENT RESOURCES, INC. FINANCIAL STATEMENTS For the Year Ended December 31, 2020** ## Table of Contents Page No. | Facing Page | 1 -<br>2 | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------| | Report of Independent Registered Public Accounting Firm | 3 -<br>4 | | Financial Statements<br>Statement of Financial Condition<br>Statement of Operations<br>Statement of Changes in Stockholders'<br>Equity<br>Statement of Cash Flows<br>Notes to Financial Statements | 5<br>6<br>7<br>8<br>9-13 | | Supplemental Information | | | Schedule I<br>-<br>Computation of net capital under Rule 15c3-1 of the Securities<br>and Exchange Commission | 14 | | Schedule II<br>-<br>Computation for determination of reserve requirements under<br>Rule 15c3-3 of the Securities and Exchange Commission | 15 | | Schedule III<br>-<br>Information relating to possession or<br>control requirements<br>under Rule 15c3-3 of the Securities and Exchange Commission | 16 | | Report of Independent Registered Public Accounting Firm Concerning<br>Exemption Report | 17 | | Exemption Report Pursuant to Rule 15c3-3 of the Securities<br>and Exchange Commission | 18 | {2}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. . . . . . 12.00 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III SEC FILE NUMBER a\_51061 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | MM/DD/YY<br>MM/DD/YY<br>A. REGISTRANT IDENTIFICATION<br>NAME OF BROKER-DEALER: WEALTH MANAGEMENT RESOURCES, INC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>28 CEDAR SWAMP ROAD, SUITE ONE<br>(No. and Street)<br>SMITHFIELD<br>RI<br>02917<br>(City)<br>(State)<br>(Zip Code)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>ARTHUR EVERLY<br…Read the full text as markdown