Full text of PERKINS FUND MARKETING, L.L.C.'s X-17A-5 filed 2023-03-13 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **FINANCIAL STATEMENTS** # YEAR ENDED DECEMBER 31, 2022 {1}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL<br>0MB Number: 3235-0123 | | | |-----------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|----------------------------------------------------|--|--| | | SECURITIES AND EXCHANGE COMMISSION | | | | | | | Washington, D.C. 20549 | | Expire5: Oct. 31, 2023<br>Estimated average burden | | | | | | | hours per response: 12 | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-S | | 8-51126 | | | | | PART Ill | | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a•S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING | ___<br>__<br>0_11_0_1/_2_2 | AND ENDING | ___<br>__<br>12_/_3_1/_22<br>_ | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | Perkins Fund Marketing, LLC<br>NAME OF FIRM: | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | I[) Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 1001 NUS Highway I, Suite 204 | | | | | | | | (No. and Street) | | | | | | Jupiter | FL | | 33477 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Gilman C. Perkins | 954-953-6351 | | cperkins@pfm-llc.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | | Davila Advisory LLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | St. Louis | MO | 63122 | | | | | (City) | (State) | (Zip Code) | | | | 11/21/2019 | | 6667 | | | | | 10135 Manchester Road, Suite 206<br>(Address)<br>T'"' ,, | ,;,uatioo w;th PCAOB)(• ap•;cable) FOR OFFIOAL USE ONLY | (PCAOB "'" | """"" N=be<, ;f,ppUcab•J I | | | | | | | | | | CFR 240.l 7a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to re…Read the full text as markdown